Create a concise relationship brief from messages, notes, and citations.
Summary
Richard "Rick" Shapiro was a senior executive at Enron Corp. who led the Global Government and Regulatory Affairs group, managing regulatory strategy across the United States, Europe, South America, Mexico, and Japan . Joining Enron around 1993-1994, he oversaw a team of 65 government affairs professionals worldwide and was responsible for coordinating cross-border regulatory approvals for major transactions such as Project Summer/Desert Lightning in 2000, which involved transfer restriction analysis across multiple jurisdictions including South Korea, Brazil, and Europe .
Shapiro was deeply involved in the California energy crisis regulatory proceedings, CPUC matters, FERC strategy, and California CEO-level meetings with Ken Lay through 2001 . He simultaneously managed international regulatory affairs across South America, including headcount reductions in the Sao Paulo office, European government affairs restructuring with Paul Dawson assuming continental leadership, and Japan regulatory staffing . He also approved Enron's public positioning on NYISO ICAP market design .
As Enron's crisis deepened in October-November 2001, Shapiro took charge of the Government Affairs response: overseeing crisis communications and Q&A documents during the SEC inquiry, terminating all external lobbying/legal/consulting retainer agreements, managing severance processes, and serving as the point of contact for the proposed Dynegy merger integration . He met with Dynegy's Ken Randolph to plan how to merge the two companies' government affairs teams . In parallel, he interviewed at El Paso Corporation for a new role . His leadership during this period was marked by deep personal investment in his team — he sent a widely-circulated farewell message on November 30, 2001 quoting Teddy Roosevelt's "Man in the Arena" speech, which captured the group's pride in their work despite the company's failure . The last observed message is from January 9, 2002, where he discusses California CPUC staffing support .
RELATIONSHIP FACETS (13)
life event
Led the Government Affairs group through the Enron collapse in late 2001, including organization restructuring, severance processes, terminating retainer agreements with external lobbyists/lawyers/consultants, and sending a heartfelt farewell message to his team on Nov 30, 2001 quoting Teddy Roosevelt
life event
Interviewed at El Paso Corporation in late 2001, with a second interview scheduled for December 5, 2001 meeting with Norma Dunn, Gary Konnie, Bryon Kelley, and Ralph Eads
life event
Served as Enron's point of contact for Dynegy merger information requests in November 2001 and led government affairs integration planning, including meeting with Dynegy's Ken Randolph about combining 65 global professionals and managing regulatory approvals across jurisdictions
relationship signal
Administrative coordinator was Ginger Dernehl, who handled organizational communications on his behalf
relationship signal
Close working relationship with James Steffes; frequently cc'd and collaborated on regulatory strategy across California, Mexico, and government affairs
relationship signal
Led with visible personal care and empathy: encouraged team to leave early for Halloween, sent personalized farewell messages to departing colleagues (Lisa Yoho, Steve Walton), expressed deep emotional bond with staff ("I don't want it to end"), and wrote a famous farewell message quoting Teddy Roosevelt
relationship signal
Maintained direct relationship with Ed Gillespie of Quinn Gillespie & Associates, a top Washington DC lobbying firm, for resume referrals and external communications support during the Enron crisis
recurring topic
Deeply involved in California energy crisis regulatory matters, including CPUC proceedings, California CEO meetings, and EES/OLDCO/NETCO California support staffing through early 2002
recurring topic
Managed international regulatory affairs across South America (Brazil/Sao Paulo office), Mexico, Europe, and Japan, including coordinating regulatory reports and headcount reductions in international offices
recurring topic
Involved in ICAP (Installed Capacity) market press release and NYISO matters, approving Enron's public positioning on ICAP market design
recurring topic
Oversaw external crisis communications during the SEC inquiry and Enron's deterioration in October-November 2001, including drafting employee message points about business strength, coordinating Q&A documents with Quinn Gillespie & Associates, and managing media monitoring
fact
Had been at Enron for almost 8 years as of October 2001, expressing strong emotional attachment to the company and colleagues
Relationship arc
The correspondence traces Shapiro's tenure as Enron's top regulatory executive from mid-2000 through the company's collapse and its immediate aftermath. In August 2000, he was coordinating the regulatory transfer analysis for Project Summer/Desert Lightning, a massive multi-jurisdictional transaction spanning South Korea, Brazil, Europe, and wind energy assets — working with regional general counsel, outside firms V&E and Skadden, and local counsel across dozens of countries . By mid-2001, Shapiro was deeply embedded in California energy regulatory strategy, participating in FERC strategy sessions, SCE and PG&E negotiation planning, and arranging California CEO meetings for Ken Lay with high-profile tech and business leaders including Scott McNealy, Arnold Schwarzenegger, and the mayors of San Jose and Los Angeles .
Throughout 2001, Shapiro managed an extensive international portfolio: he oversaw regulatory reports from South America, handled headcount reductions in the Sao Paulo office, directed European government affairs restructuring (promoting Paul Dawson to lead continental Europe), and managed regulatory staffing in Japan . He also received strategic updates on the Dabhol Power Company in India and Washington engagement with OPIC and the Indian Prime Minister . His working relationship with James Steffes was central to this period, with the two collaborating constantly on California, Mexico, and domestic regulatory strategy .
The tone shifted dramatically in October 2001. As the SEC inquiry and credit crisis unfolded, Shapiro became the hub of crisis management for Government Affairs: drafting employee message points asserting the strength of Enron's core businesses, coordinating Q&A documents with Quinn Gillespie & Associates, managing media monitoring, and directing his team's communications . Despite the pressure, he maintained a personal leadership style — encouraging his team to leave early on Halloween, sending individualized farewells to departing colleagues, and expressing his emotional bond with the group ("I don't want it to end") .
November 2001 was the most concentrated period of activity. Shapiro announced a major reorganization of his Government Affairs group, consolidated U.S. energy functions under Jim Steffes, terminated all external retainer agreements with lobbyists and consultants, managed severance lists, and served as Enron's sole point of contact for Dynegy merger information requests . He met with Dynegy's Ken Randolph to plan integration of 65 global government affairs professionals . Simultaneously, he pursued an exit strategy, completing a second-round interview at El Paso Corporation on December 5, 2001 . On November 30, he sent a powerful farewell to his team quoting Teddy Roosevelt's "Man in the Arena" — widely regarded as one of the most poignant messages from Enron's final days .
By December 2001, the correspondence became personal: exchanging lunch plans with former colleague Amr Ibrahim, responding to Steve Walton's resignation with warm wishes, and expressing thanks even while managing the collapse . The final observed message on January 9, 2002 finds Shapiro still engaged on California CPUC matters, discussing how to staff EES/OLDCO/NETCO support with Dan Leff and James Steffes . His career path after this date is unknown from the available evidence.
Current status
The most recent observed message from Richard Shapiro is dated January 9, 2002, in which he discusses staffing for California CPUC support under the EES/OLDCO/NETCO transition with Dan Leff, James Steffes, and others . As of December 2001, he had completed a second-round interview at El Paso Corporation scheduled for December 5 with Norma Dunn, Gary Konnie, Bryon Kelley, and Ralph Eads . He was also exchanging personal notes with former colleagues about lunch plans and responding to resignations with warmth .
It is observed that Shapiro maintained a personal email address at ri***@hotmail.com . His eventual career path after Enron is unknown from the available archive evidence. Given his senior role in government affairs, his DC lobbying connections (including Ed Gillespie), and the active job search he was conducting in late 2001, it is likely he transitioned into a government affairs or regulatory role at another organization, but this cannot be confirmed from the Enron message archive alone .
OVERVIEW
Richard Shapiro corresponds with you primarily via ri***@enron.com. The archive holds 1,220 messages spanning roughly 27 months — 1215 inbound and 10 outbound.
First contact landed on Sep 27, 1999, most recent on Jan 9, 2002.
Their strongest mutual context is with James Steffes — 7872 threads in common .
RECENT MESSAGES
2002
InboundEmail #259333
Jan 9, 2002
RE: CPUC - CA
via ri***@enron.com
Dan: Relative to support of California issues for "EES/OLDCO", once Jim and his group begin supporting NETCO, there will be staff remaining (clearly, staffing will be tight, and it's still my hope...
2001
OutboundEmail #437412
Dec 26, 2001
RE: Rice University - Markets in Transition Symposium: January 10, 2002
via ri***@enron.com
Dr. Currall - Ken Lay asked me to advise you that given what's going on at Enron, he really cannot do this speech on January 10. He is suggesting Richard Shapiro as an alternative, if he is availa...
InboundEmail #454988
Dec 20, 2001
RE: Resignation from Enron
via ri***@enron.com
Steve: You're a very good man and did great work for us...Thank you. All of us wish you the very best of luck. Warm regards....Rick
InboundEmail #453714
Dec 10, 2001
RE: Miss you guys
via ri***@enron.com
How about next Monday or Tuesday?
InboundEmail #249381
Nov 30, 2001
My Thoughts
via ri***@enron.com
I am not sure, that in any of the calls that we have had during the crisis surrounding Enron, that I have been able to fully express the depth of my gratitude to each of you. I am as grateful as o...
InboundEmail #69487
Nov 30, 2001
My Thoughts
via ri***@enron.com
I am not sure, that in any of the calls that we have had during the crisis surrounding Enron, that I have been able to fully express the depth of my gratitude to each of you. I am as grateful as o...